Four decades
ago, when I began lecturing on self-esteem, the challenge was to
persuade people that the subject was worthy of study. Almost no
one was talking or writing about self-esteem in those days. Today,
almost everyone seems to be talking about self-esteem, and the
danger is that the idea may become trivialized. And yet, of all
the judgments we pass in life, none is more important than the
judgment we pass on ourselves.
Having written on this theme in a
series of books, I want, in this short article, to address the
issue of what self-esteem is, what
it depends on, and what are some of the most prevalent misconceptions
about it.
Self-esteem is an experience. It is a particular
way of experiencing the self. It is a good deal more than a mere
feeling—this
must be stressed. It involves emotional, evaluative, and cognitive
components.
It also entails certain action dispositions: to move toward life
rather than away from it; to move toward consciousness rather than
away from it; to treat facts with respect rather than denial; to
operate self-responsibly rather than the opposite.
A Definition
To begin with a definition: Self-esteem
is the disposition to experience oneself as being competent to
cope with the basic challenges of life
and of being worthy of happiness. It is confidence in the efficacy
of our mind, in our ability to think. By extension, it is confidence
in our ability to learn, make appropriate choices and decisions,
and respond effectively to change. It is also the experience that
success, achievement, fulfillment—happiness—are right
and natural for us. The survival-value of such confidence is obvious;
so is the danger when it is missing.
Self-esteem is not the euphoria
or buoyancy that may be temporarily induced by a drug, a compliment,
or a love affair. It is not an illusion
or hallucination. If it is not grounded in reality, if it is not
built over time through the appropriate operation of mind, it is
not self-esteem.
The root of our need for self-esteem is the need
for a consciousness to learn to trust itself. And the root of the
need to learn such
trust is the fact that consciousness is volitional: we have the
choice to think or not to think. We control the switch that turns
consciousness
brighter or dimmer. We are not rational—that is, reality-focused—automatically.
This means that whether we learn to operate our mind in such a
way as to make ourselves appropriate to life is ultimately a function
of our choices. Do we strive for consciousness or for its opposite?
For rationality or its opposite? For coherence and clarity or their
opposite? For truth or its opposite?
Building Self-Esteem
In “The Six Pillars of
Self Esteem,” I examine the six
practices that I have found to be essential for the nurturing and
sustaining of healthy self-esteem: the practice of living consciously,
of self-acceptance, of self-responsibility, of self-assertiveness,
of purposefulness, and of integrity. I will briefly define what
each of these practices means:
The practice of living consciously:
respect for facts; being present to what we are doing while are
doing it; seeking and being eagerly
open to any information, knowledge, or feedback that bears on our
interests, values, goals, and projects; seeking to understand not
only the world external to self but also our inner world, so that
we do not out of self-blindness.
The practice of self-acceptance:
the willingness to own, experience, and take responsibility for
our thoughts, feelings, and actions,
without evasion, denial, or disowning—and also without self-repudiation;
giving oneself permission to think one’s thoughts, experience
one’s emotions, and look at one’s actions without necessarily
liking, endorsing, or condoning them; the virtue of realism applied
to the self.
The practice of self-responsibility: realizing that
we are the author of our choices and actions; that each one us
is responsible
for life
and well-being and for the attainment of our goals; that if we
need the cooperation of other people to achieve our goals, we must
offer
values in exchange; and that question is not “Who’s
to blame?” but always “What needs to be done?” (“What
do I need to do?”)
The practice of self-assertiveness: being
authentic in our dealings with others; treating our values and
persons with decent respect
in social contexts; refusing to fake the reality of who we are
or what we esteem in order to avoid disapproval; the willingness
to
stand up for ourselves and our ideas in appropriate ways in appropriate
contexts.
The practice of living purposefully: identifying
our short-term and long-term goals or purposes and the actions
needed to attain
them
(formulating an action-plan); organizing behavior in the service
of those goals; monitoring action to be sure we stay on track;
and paying attention to outcome so as to recognize if and when
we need
to go back to the drawing-board.
The practice of personal integrity:
living with congruence between what we know, what we profess, and
what we do; telling the truth,
honoring our commitments, exemplifying in action the values we
profess to admire.
What all these practices have in common is respect
for reality. They all entail at their core a set of mental operations
(which,
naturally,
have consequences in the external world).
When we seek to align
ourselves with reality as best we understand it, we nurture and
support our self-esteem. When, either out of
fear or desire, we seek escape from reality, we undermine our self-esteem.
No other issue is more important or basic than our cognitive relationship
to reality—meaning: to that which exists.
A consciousness
cannot trust itself if, in the face of discomfiting facts, it has
a policy of preferring blindness to sight. A person
cannot experience self-respect who too often, in action, betrays
consciousness, knowledge, and conviction—that is, who operates
without integrity.
Thus, if we are mindful in this area, we see
that self-esteem is not a free gift of nature. It has to be cultivated,
has to be earned.
It cannot be acquired by blowing oneself a kiss in the mirror and
saying, “Good morning, Perfect.” It cannot be attained
by being showered with praise. Nor by sexual conquests. Nor by
material acquisitions. Nor by the scholastic or career achievements
of one’s
children. Nor by a hypnotist planting the thought that one is wonderful.
Nor by allowing young people to believe they are better students
than they really are and know more than they really know; faking
reality is not a path to mental health or authentic self-assurance.
However, just as people dream of attaining effortless wealth, so
they dream of attaining effortless self-esteem—and unfortunately
the marketplace is full of panderers to this longing.
People can
be inspired, stimulated, or coached to live more consciously, practice
greater self-acceptance, operate more self-responsibly,
function more self-assertively, live more purposefully, and bring
a higher level of personal integrity into their life—but
the task of generating and sustaining these practices falls on
each of
us alone. “If I bring a higher level of awareness to my self-esteem,
I see that mine is the responsibility of nurturing it.” No
one—not our parents, nor our friends, nor our lover, nor
our psychotherapist, nor our support group—can “give” us
self-esteem. If and when we fully grasp this, that is an act of “waking
up.”
Misconceptions about Self-Esteem
When we do not understand
the principles suggested above, we tend to seek self-esteem where
it cannot be found—and, if we are
in “the self-esteem movement,” to communicate our misunderstandings
to others.
Teachers who embrace the idea that self-esteem is
important without adequately grasping its roots may announce (to
quote one
such teacher)
that “self-esteem comes primarily from one’s peers.” Or
(quoting many others): “Children should not be graded for
mastery of a subject because it may be hurtful to their self-esteem.” Or
(quoting still others): “Self-esteem is best nurtured
by selfless (!) service to the community.”
In the “recovery
movement” and from so-called spiritual
leaders in general one may receive a different message: “Stop
struggling to achieve self-esteem. Turn your problems over to God.
Realize that you are a child of God—and that is all you need
to have self-esteem.” Consider what this implies if taken
literally. We don’t need to live consciously. We don’t
need to act self-responsibly. We don’t need to have integrity.
All we have to do is surrender responsibility to God and effortless
self-esteem
is guaranteed to us. This is not a helpful message to convey to
people. Nor is it true.
Yet another misconception—very different
from those I have just discussed—is the belief that the measure
of our personal worth is our external achievements. This is an
understandable error
to make but it is an error nonetheless. We admire achievements,
in ourselves and in others, and it is natural and appropriate to
do
so. But this is not the same thing as saying that our achievements
are the measure or grounds of our self-esteem. The root of our
self-esteem is not our achievements per se but those internally
generated practices
that make it possible for us to achieve. How much we will achieve
in the world is not fully in our control. An economic depression
can temporarily put us out of work. A depression cannot take away
the resourcefulness that will allow us sooner or later to find
another or go into business for ourselves. “Resourcefulness” is
not an achievement in the world (although it may result in that);
it is an action in consciousness—and it is here that self-esteem
is generated.
To clarify further the importance of understanding
what self-esteem is and is not, I want to comment on a recent research
report that
has gained a great deal of attention in the media and has been
used to challenge the value of self-esteem.
By way of preamble let
me say that one of the most depressing aspects of so many discussions
of self-esteem today is the absence of any
reference to the importance of thinking or respect for reality.
Too often, consciousness or rationality are not judged to be relevant,
since they are not raised as considerations. The notion seems to
be that any positive feeling about the self, however arrived at
and
regardless of its grounds, equals “self-esteem.”
We encounter this assumption in a much publicized research paper
by Roy F. Baumeister, Joseph M. Boden, and Laura Smart, entitled “Relation
of Threatened Egotism to Violence and Aggression: The Dark Side
of High Self-Esteem,” published in the “Psychological
Review” (1996,
Vol. 103, 5-33). In it the authors write:
Conventional wisdom has
regarded low self-esteem as an important cause of violence, but
the opposite view is theoretically viable.
An interdisciplinary review of evidence about aggression, crime,
and violence contradicted the view that low self-esteem is an important
cause. Instead, violence appears to be most commonly a result of
threatened egotism—that is, highly favorable views of self
that are disputed by some person or circumstance. Inflated, unstable,
or tentative beliefs in the self’s superiority may be most
prone to encountering threats and hence to causing violence. The
mediating process may involve directing anger outward as a way
of avoiding a downward revision of the self-concept.
The article
contains more astonishing statements than it is possible to quote,
but here are a few representative examples:
“In our view, the benefits of favorable
self-opinions accrue primarily to the self, and they are if anything
a burden
and potential problem
to everyone else.”
“By self-esteem we mean simply a favorable
global evaluation of oneself. The term self-esteem has acquired
highly positive connotations, but
it has simple synonyms the connotations of which are more mixed,
including … egotism, arrogance … conceitedness, narcissism,
and sense of superiority, which share the fundamental meaning of
favorable self-evaluation.”
“[W]e propose that the major cause of violence
is high self-esteem combined with an ego threat [which is caused
by someone challenging
your self-evaluation].”
“Apparently, then, alcohol generally helps
create a state of high self-esteem.”
Observe, first of all,
that there is nothing in the authors’ idea
of self-esteem that would allow one to distinguish between an individual
whose self-esteem is rooted in the practices of living consciously,
self-responsibility, and personal integrity—that is, one
whose self-esteem is rooted in reality—and one whose “self-esteem” consists
of grandiosity, fantasies of superiority, exaggerated notions of
one’s accomplishments, megalomania, and “favorable
global self-evaluations” induced by drugs and alcohol. No
definition of self-esteem or piece of research that obliterates
a distinction
of this fundamentality can make any claim to scientific legitimacy.
It leaves reality out of its analysis.
One does not need to be a
trained psychologist to know that some people with low self-esteem
strive to compensate for their deficit
by boasting, arrogance, and conceited behavior. What educated person
does not know about compensatory defense mechanisms? Self-esteem
is not manifested in the neurosis we call narcissism—or in
megalomania. One has to have a strange notion of the concept to
equate in self-esteem the trail-blazing scientist or entrepreneur,
moved
by intellectual self-trust and a passion to discover or achieve,
and the terrorist who must sustain his “high self-evaluation” with
periodic fixes of torture and murder. To offer both types as instances
of “high self-esteem” is to empty the term of any useable
meaning.
An important purpose of fresh thinking is to provide
us with new and valuable distinctions that will allow us to navigate
more effectively
through reality. What is the purpose of “thinking” that
destroys distinctions already known to us that are of life-and-death
importance?
It is tempting to comment on this report in greater
detail because it contains so many instances of specious reasoning.
However, such
a discussion would not be relevant here, since my intention is
only to show the importance of a precise understanding of self-esteem
and also to show what can happen when consciousness and reality
are
omitted from the investigation.
So I will conclude with one last
observation. In an interview given to a journalist, one of the
researchers (Roy F. Baumeister), explaining
his opposition to the goal of raising people’s self-esteem,
is quoted as saying: “Ask yourself: If everybody were 50
percent more conceited, would the world be a better place?” [1]
The implication is clearly that self-esteem and conceit are the
same
thing—both undesirable. Webster defines conceit as an exaggerated
[therefore in defiance of facts] opinion of oneself and one’s
merits. No, the world would not be a better place if everybody
were 50 percent more conceited. But would the world be a better
place
if everybody had earned a 50 percent higher level of self-esteem,
by living consciously, responsibly, and with integrity? Yes, it
would—enormously.
Awareness of What Affects Our Self-Esteem
Self-esteem
reflects our deepest vision of our competence and worth. Sometimes
this vision is our most closely guarded secret, even
from ourselves, as when we try to compensate for our deficiencies
with
what I call pseudo-self-esteem—a pretense at a self-confidence
and self-respect we do not actually feel. Nothing is more common
than the effort to protect self-esteem not with consciousness but
with unconsciousness—with denial and evasion—which
only results in a further deterioration of self-esteem. Indeed
a good
deal of the behavior we call “neurotic” can be best
understood as a misguided effort to protect self-esteem by means
which in fact
are undermining.
Whether or not we admit it, there is a level at
which all of us know that the issue of our self-esteem is of the
most burning importance.
Evidence for this observation is the defensiveness with which insecure
people may respond when their errors are pointed out. Or the extraordinary
feats of avoidance and self-deception people can exhibit with regard
to gross acts of unconsciousness and irresponsibility. Or the foolish
and pathetic ways people sometimes try to prop up their egos by
the
wealth or prestige of their spouse, the make of their automobile,
or the fame of their dress designer, or by the exclusiveness of
their golf club. In more recent times, as the subject of self-esteem
has
gained increasing attention, one way of masking one’s problems
in this area is with the angry denial that self-esteem is significant
(or desirable).
Not all the values with which people may attempt
to support a pseudo-self-esteem are foolish or irrational. Productive
work, for instance, is certainly
a value to be admired, but if one tries to compensate for a deficient
self-esteem by becoming a workaholic one is in a battle one can
never win—nothing will ever feel like “enough.” Kindness
and compassion are undeniably virtues, and they are part of what
it means to lead a moral life, but they are no substitutes for
consciousness, independence, self-responsibility, and integrity—and
when this is not understood they are often used as disguised means
to buy “love” and
perhaps even a sense of moral superiority: “I’m more
kind and compassionate than you’ll ever be and if I weren’t
so humble I’d tell you so.”
One of the great challenges
to our practice of living consciously is to pay attention to what
in fact nurtures our self-esteem or
deteriorates it. The reality may be very different from our beliefs.
We may, for
example, get a very pleasant “hit” from someone’s
compliment, and we may tell ourselves that when we win people’s
approval we have self-esteem, but then, if we are adequately conscious,
we may notice that the pleasant feeling fades rather quickly and
that we seem to be insatiable and never fully satisfied—and
this may direct us to wonder if we have thought deeply enough about
the sources of genuine self-approval. Or we may notice that when
we give our conscientious best to a task, or face a difficult truth
with courage, or take responsibility for our actions, or speak
up when we know that that is what the situation warrants, or refuse
to betray our convictions, or persevere even when persevering is
not easy—our self-esteem rises. We may also notice that if
and when we do the opposite, self-esteem falls. But of course all
such observations imply that we have chosen to be conscious.
In
the world of the future, children will be taught the basic dynamics
of self-esteem and the power of living consciously and self-responsibly.
They will be taught what self-esteem is, why it is important, and
what it depends on. They will learn to distinguish between authentic
self-esteem and pseudo-self-esteem. They will be guided to acquire
this knowledge because it will have become apparent to virtually
everyone that the ability to think (and to learn and to respond
confidently to change) is our basic means of survival—and
that it cannot be faked. The purpose of school is to prepare young
people for the
challenges of adult life. They will need this understanding to
be adaptive to an information age in which self-esteem has acquired
such urgency. In a fiercely competitive global economy—with
every kind of change happening faster and faster—there is
little market for unconsciousness, passivity, or self-doubt. In
the language
of business, low self-esteem and underdeveloped mindfulness puts
one at a competitive disadvantage. However, neither teachers in
general nor teachers of self-esteem in particular can do their
jobs properly—or
communicate the importance of their work—until they themselves
understand the intimate linkage that exists between the six practices
described above, self-esteem, and appropriate adaptation to reality. “The
world of the future” begins with this understanding.
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